Commodity Exchange Authority - PDFSEARCH.IO - Document Search Engine

Commodity Exchange Authority
Results: 63

#	Item
21	Fl ra~• Financial Industry Regulatory Authority Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-23 15:23:28 Business Finance Stock market U.S. Securities and Exchange Commission Securities Exchange Act Commodity pool Financial Industry Regulatory Authority Security Commodity Pool Operator United States securities law Commodities market Financial economics
22	Microsoft Word - MFA FINRA[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-05 09:55:00 Investment Finance United States securities law Self-regulatory organizations Funds Commodity pool Commodity Futures Trading Commission Financial Industry Regulatory Authority Commodity Exchange Act Financial economics Commodities market Financial markets
23	FOR IMMEDIATE RELEASE â€“ January 3, 2014 Add to Reading List Source URL: datacoalition.com Language: English - Date: 2014-10-14 12:07:46 Transparency Financial regulation Science Government Business Commodity Futures Trading Commission Financial Industry Regulatory Authority U.S. Securities and Exchange Commission
24	Legal Entity Identifier (LEI) – Timeline of Major Events June 2010 • U.S. financial regulators and the Financial Industry Regulatory Authority (FINRA) hold a Regulatory Data Workshop, identifying the lack of a standa Add to Reading List Source URL: www.treasury.gov Language: English - Date: 2012-09-07 07:41:05 Financial system Late-2000s financial crisis Market data Legal Entity Identification for Financial Contracts Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Trade Repository Financial Industry Regulatory Authority Financial economics Systemic risk Finance
25	News from the House Agriculture Committee _http://agriculture.house.gov_ Opening Statement Chairman Collin C. Peterson Add to Reading List Source URL: agriculture.house.gov Language: English - Date: 2011-07-08 10:50:08 Commodity Futures Trading Commission Commodity Futures Modernization Act Commodity Exchange Act Futures contract Bart Chilton Derivative Futures exchange Commodity Exchange Authority Commodity broker Financial economics Financial system Finance
26	No-Action Letter: Chicago Board Options Exchange, Inc. and Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-07 09:49:46 Futures exchanges Financial markets Futures contract Single-stock futures Commodity Futures Modernization Act OneChicago LLC Option Short Commodity Futures Trading Commission Financial economics Finance Financial system
27	4 UPllTED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 15:18:53 Financial system Financial markets Broker-dealer U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Commodity Futures Trading Commission Securities regulation in the United States Commodity Exchange Act Financial economics United States securities law Finance
28	[removed]Federal Register / Vol. 79, No[removed]Wednesday, June 4, [removed]Notices further analysis of the Pilot Program and a determination of how the Program shall be structured in the future. In Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-06-04 08:55:46 Financial system Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Commodity Futures Trading Commission Alternative Trading Systems Self-regulatory organization Security United States securities law Financial regulation Financial economics
29	February 11, 2013 Via Electronic Submission: [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-13 09:52:19 Financial markets Portfolio margin Prime Brokerage Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Credit default swap Clearing Financial Industry Regulatory Authority Financial economics Finance Financial system
30	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 16, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-18 13:39:58 Financial system Self-regulatory organizations United States Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Commodity Futures Trading Commission United States securities law Financial regulation Financial economics